Services

Advisory work in financial services.

Advisory work grounded in the same reasoning provenance approach that underpins Qlogue’s technology.

01

Basel 3.1 interpretation and change

Reading regulatory change and tracing its impact through policy, process and control, not just summarising what changed, but showing what it changes.

Focus areas

  • Basel 3.1 / CRR3 interpretation and gap analysis
  • Regulatory change impact tracing
  • Implementation and remediation planning

02

AI governance and automation

Governance frameworks for AI systems that can show why a system is trusted to act, not only that it was reviewed.

Focus areas

  • AI governance and materiality frameworks
  • Agentic AI oversight and control design
  • Automation of governance workflows

03

Model risk validation and governance

Independent validation grounded in a clear chain from requirement to evidence, judgement and conclusion.

Focus areas

  • Model validation and challenge
  • Model risk governance frameworks
  • SS1/23 and SR 11-7 alignment

04

Audit and assurance

Assurance work that traces findings back to the requirements, evidence and reasoning behind them, so conclusions survive challenge.

Focus areas

  • Independent assurance engagements
  • Audit methodology and quality review
  • Reasoning provenance applied to existing audit programmes

05

Workflow automation

Automating the mechanical parts of regulatory and assurance work so judgement stays where it belongs: with the person accountable for it.

Focus areas

  • Requirement-to-control mapping automation
  • Evidence collection and traceability workflows
  • Reporting and change-tracking automation

Method

Requirements, evidence and review.

Each of these applies the same discipline in a different form: make the chain from regulation to decision explicit, so it can be checked.

Contact

For enquiries about advisory work.

Qlogue

Reasoning provenance infrastructure for regulated institutions.

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